Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Agnes Smith is a financial professional with over 13 years of experience in the industry. Mary is currently registered with Lument Securities, LLC and holds the Series 27, Series 99TO, and SIE licenses. Previously, Mary was registered with Penson Financial Services, Inc. Mary's current location is Dallas, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/16/2013 - Present
Lument Securities, LLC (Dallas TX)
TX
04/17/2009 - 01/23/2013
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
BC
Issued 04/15/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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