Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Aggarwal is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Mary has been in the financial industry for over 17 years. Mary holds Series 7, 7TO, and 66 securities licenses, as well as a Series 63 state license. Mary is a registered representative in Connecticut and has a total of 14 state registrations across 14 states. Previously, Mary was employed with Wells Fargo Clearing Services, LLC and BANC of America Investment Services, Inc. Mary provides a range of financial services including investment management, portfolio management for businesses, and portfolio management for individuals. Mary is a general partner and managing member of Mavi LLC, a limited liability company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/28/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
CA
05/19/2011 - 07/09/2018
WELLS FARGO CLEARING SERVICES, LLC (BEVERLY HILLS CA)
CA
10/23/2009 - 03/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
06/05/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
BOTH
Issued 03/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/12/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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