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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Abraham is a financial professional with over 20 years of experience in the industry. Mary has a proven track record of success in providing comprehensive financial advice and investment management services to a wide range of clients. Mary has a strong commitment to building long-term relationships with clients, based on trust, transparency, and a deep understanding of their individual needs and goals. Mary holds several professional licenses and designations, including the Series 6, 7, 10, 63, 65, and SIE examinations. Mary is currently registered with UBS Financial Services Inc. where she is licensed to provide investment advisory services in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/26/2021 - Present
UBS Financial Services Inc. (Weehawken NJ)
NY
09/20/2000 - 02/09/2007
MCDONALD INVESTMENTS INC. (ROCHESTER NY)
NY
08/02/1999 - 12/23/1999
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IA
Issued 12/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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