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Mary Abigail Groom

T. Rowe Price Investment Services, Inc.

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About Mary Abigail Groom

Mary Groom is a financial advisor with T. Rowe Price Investment Services, Inc. located in San Francisco. Mary has been in the financial industry since October 3, 2011. Mary holds the Series 3, Series 7, and Series 63 licenses. Mary is registered in 53 states.

Firm Information

Mary Groom is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Groom’s Registration & Firm History

CA

10/04/2011 - Present

T. Rowe Price Investment Services, Inc. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 04/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2024

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Abigail Groom.
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