Unclaimed
Mary Groom is a financial advisor with T. Rowe Price Investment Services, Inc. located in San Francisco. Mary has been in the financial industry since October 3, 2011. Mary holds the Series 3, Series 7, and Series 63 licenses. Mary is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/04/2011 - Present
T. Rowe Price Investment Services, Inc. (SAN FRANCISCO CA)
BC
Issued 04/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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