Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marwa? Claim Your ProfileMarwa Agha is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Marwa Agha has been in the financial industry since February 12, 2015. Marwa Agha is licensed in 53 states and the District of Columbia, Marwa Agha holds Series 7, Series 66, and SIE licenses. Marwa Agha has been registered with the Securities and Exchange Commission (SEC) since March 30, 2015. Marwa Agha has been registered with the Financial Industry Regulatory Authority (FINRA) since March 16, 2015. Marwa Agha is affiliated with two branch offices: one in Chicago, Illinois and one in Chandler, Arizona. Marwa Agha is a registered investment advisor and provides a variety of services to individuals, businesses, and institutions, including financial planning, investment management, and retirement planning. Marwa Agha's specializations include individual retirement planning, estate planning, college savings, and tax planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/12/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
BOTH
Issued 03/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Marwa Agha is the right advisor for you? Invested Better is here to help.
