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Marvin Yue-chin Shiue

Asia Global Asset Management, Inc.

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About Marvin Yue-chin Shiue

Marvin Yue-chin Shiue is an investment advisor representative registered with Asia Global Asset Management, Inc. with an office in Alameda, California. Marvin has over 30 years of experience in the financial services industry. Marvin specializes in providing investment advice to individuals and families. His firm, Asia Global Asset Management, Inc., provides investment advisory services to individuals, high-net-worth individuals, and corporations. Marvin is committed to providing his clients with personalized service and tailored investment strategies.

Firm Information

Marvin Shiue is currently registered with Asia Global Asset Management, Inc.. Asia Global Asset Management, Inc. is an investment advisor with 4 investment advisory professionals. The firm does not provide financial planning or portfolio management for individuals or businesses. They do, however, offer selection of other advisers services.

Not reported

Assets Under Management

27

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Selection and monitoring fees

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Marvin Shiue’s Registration & Firm History

CA

08/24/2021 - Present

Asia Global Asset Management, Inc. (ALAMEDA CA)

NY

11/19/2009 - 12/08/2009

ALTERNATIVE WEALTH STRATEGIES, INC. (NEW HYDE PARK NY)

NY

02/19/2004 - 11/23/2009

FSC SECURITIES CORPORATION (NEW HYDE PARK NY)

NE

10/16/2003 - 03/05/2004

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

NJ

12/05/2001 - 11/10/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NY

05/25/2000 - 11/26/2001

WANG INVESTMENT ASSOCIATES, INC. (NEW YORK NY)

NY

12/06/1989 - 05/11/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/29/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/06/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/05/2000

Series 7 - General Securities Representative Examination

BC

Issued 06/26/1990

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/04/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Marvin Yue-chin Shiue.
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