Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marvin? Claim Your ProfileMarvin Epstein is a financial advisor with over 40 years of experience. He is a registered representative with UBS Financial Services Inc., currently registered in Georgia and Texas, and has previously worked at several other firms including Merrill Lynch and White, Weld & Co., Incorporated. Marvin's expertise spans a variety of investment areas and he specializes in providing financial advice to individuals, businesses, investment companies, pension and profit-sharing plans, and charitable organizations. His firm, UBS Financial Services Inc., manages over $700 billion in assets for its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
11/13/2013 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
01/31/1980 - 11/08/2013
UBS FINANCIAL SERVICES INC. (ATLANTA GA)
NA
08/04/1978 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
09/26/1978 - 12/03/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/15/1975 - 09/26/1978
WHITE, WELD & CO. INCORPORATED
NA
02/06/1970 - 01/15/1975
WHITE, WELD & CO., INCORPORATED
IA
Issued 12/12/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/1978
Series 40 - Registered Principal Examination
BC
Issued 08/23/1978
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1995
PC - AMEX Put and Call Exam
BC
Issued 08/03/1966
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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