Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marvin? Claim Your ProfileMarvin Loh is a financial professional with over 20 years of experience in the industry. Marvin has a diverse background, having worked at several firms including BNY Mellon Capital Markets, LLC, Pershing LLC, and Oppenheimer & Co. Inc. Marvin currently works at State Street Global Markets, LLC as a financial professional. Marvin holds multiple licenses and certifications, including Series 7, 24, 52TO, 53, 55, 57TO, 86, 87, and SIE, demonstrating expertise in a variety of financial markets. Marvin is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/14/2020 - Present
State Street Global Markets, LLC (BOSTON MA)
MA
03/30/2012 - 11/08/2018
BNY MELLON CAPITAL MARKETS, LLC (BOSTON MA)
MA
08/20/2009 - 04/03/2012
PERSHING LLC (QUINCY MA)
MA
08/08/2007 - 05/04/2009
W.R. HAMBRECHT + CO., LLC (BOSTON MA)
MA
05/24/2006 - 08/10/2007
OPPENHEIMER & CO. INC. (BOSTON MA)
MA
03/14/1996 - 11/07/2003
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
BC
Issued 08/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/28/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/21/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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