Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marvin? Claim Your ProfileMarvin Leroy Groom is a financial advisor registered with U.S. Bancorp Investments, Inc. Marvin has been in the industry since January 30, 2002, and holds a variety of licenses and certifications including Series 7, Series 31, Series 66, and SIE. Marvin has experience working with a variety of clients, including individuals, families, businesses, and institutions. Marvin also provides financial planning services and helps clients with their investment goals. Previous to working at U.S. Bancorp Investments, Inc., Marvin was employed by NEW ENGLAND SECURITIES and B. C. ZIEGLER AND COMPANY. Marvin is registered with the states of Alabama, Arizona, California, Colorado, Florida, Illinois, Michigan, Minnesota, Missouri, North Carolina, Oklahoma, Texas, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
WI
02/06/2009 - Present
U.s. Bancorp Investments, Inc. (Brookfield WI)
WI
11/23/2005 - 12/02/2008
NEW ENGLAND SECURITIES (BROOKFIELD WI)
IL
08/22/2005 - 11/28/2005
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
NY
11/29/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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