Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marvin? Claim Your ProfileMarvin Sawtell is a financial advisor with Northwestern Mutual Investment Services, LLC. Marvin has been in the financial services industry since 1993 and has experience working with clients in Arizona, California, Colorado, Florida, Iowa, Minnesota, North Dakota, South Carolina, and Wisconsin. Marvin is licensed to provide financial services and has passed several exams, including Series 7, Series 6, Series 63, and the SIE. Marvin is a registered representative with FINRA and is also registered with the state of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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MN
08/17/1993 - Present
Northwestern Mutual Investment Services, LLC (FERGUS FALLS MN)
WI
07/03/1997 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
08/17/1993 - 05/31/1994
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 08/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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