Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marvin? Claim Your ProfileMarvin L. Waltuch is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Marvin has been working in the securities industry since March 19, 1986 and has experience in both Broker/Dealer and Investment Advisor roles. Marvin has passed a number of industry exams including Series 3, 5, 7, 15, and 63. Marvin is registered to conduct business in many states including Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Tennessee, Texas, Utah, Vermont, and Virginia. Marvin has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since August 2000. Prior to that, Marvin was employed at Paine Webber Incorporated from 1989 to 2000 and Drexel Burnham Lambert Incorporated from 1986 to 1989. Marvin is also involved with Congregation Keter Torah, a for-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/24/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
05/09/1989 - 09/13/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/20/1986 - 06/07/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 04/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 03/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1986
Series 5 - Interest Rate Options Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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