Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marvin? Claim Your ProfileMarvin Keith Hardiman is a registered representative with Fidelity Personal And Workplace Advisors. Marvin has over 30 years of experience in the financial services industry. Marvin holds Series 3, 7, 9, 10, 63, and 66 licenses. Marvin is registered with the state of Indiana as an investment advisor representative. Marvin has previously worked with Pruco Securities, LLC, Charles Schwab & Co., Inc., Investors Group, LTD, and Blinder, Robinson & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
09/09/2022 - Present
Fidelity Personal AND Workplace Advisors (SOUTH BEND IN)
WA
01/17/2018 - 06/03/2019
PRUCO SECURITIES, LLC. (BELLEVUE WA)
WA
01/26/1990 - 08/04/2017
CHARLES SCHWAB & CO., INC. (LYNNWOOD WA)
NA
06/28/1989 - 09/06/1989
INVESTORS GROUP, LTD.
NA
09/24/1987 - 02/10/1988
BLINDER, ROBINSON & CO., INC.
BOTH
Issued 06/05/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/09/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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