Unclaimed
Marvin Javier Diaz garraton is a registered representative with Popular Securities, LLC and has been in the industry since June 13, 2008. Marvin has been with Popular Securities, LLC since May 7, 2018 and has previously been with Popular Securities, INC. Marvin holds a Series 7, Series 24, SIE and Series 79TO license. Marvin is registered in Puerto Rico. Marvin specializes in Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisers, Portfolio Management for Businesses, Portfolio Management for Individuals, and Portfolio Management for Pooled Investment Vehicles. Marvin's firm Popular Securities, LLC is headquartered in Hato Rey, PR and has 32 licensed agents, 39 investment adviser reps, 91 registered representatives, 41 investment advisory functions and 0 advisor reps for other investment advisers. Popular Securities, LLC has a total of 2,530 accounts under management and they manage approximately 2,228,633,350 in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1 fees in money market product and referral fees
1
2
PR
05/07/2018 - Present
Popular Securities, LLC (SAN JUAN PR)
PR
09/04/2009 - 05/27/2016
POPULAR SECURITIES, LLC (SAN JUAN PR)
PR
03/30/2005 - 05/29/2008
POPULAR SECURITIES, INC. (SAN JUAN PR)
BC
Issued 11/04/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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