Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marvin? Claim Your ProfileMarvin Etienne is a financial advisor with over 7 years of experience in the financial services industry. Marvin holds the Series 66, Series 7 and SIE licenses. Marvin is currently registered with Vanguard Marketing Corp. and has previously held positions with NUVEEN SECURITIES, LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and WELLS FARGO ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/25/2022 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
02/19/2020 - 03/10/2022
NUVEEN SECURITIES, LLC (CHARLOTTE NC)
NC
07/10/2015 - 02/11/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
12/22/2014 - 07/06/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 03/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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