Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marvin? Claim Your ProfileMarvin Conrad is a financial advisor with Wells Fargo Clearing Services, LLC. Marvin has been working in the financial services industry since December 1988 and has experience working with various clients, including individuals, businesses, corporations, and charitable organizations. Marvin holds the Series 4, 7, 24, and 66 licenses, and also earned the SIE designation. Marvin has a strong background in providing portfolio management and investment consulting services. Previously, Marvin worked at Frost Brokerage Services, Inc., Edward Jones, and Tradestar Investments, Inc. Marvin’s client base is primarily located in Texas, with a few clients in Colorado, Florida, and New Mexico. Marvin specializes in a variety of areas, including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/03/2022 - Present
Wells Fargo Clearing Services, LLC (THE WOODLANDS TX)
TX
01/12/2004 - 10/31/2022
FROST BROKERAGE SERVICES, INC. (Pasadena TX)
MO
01/24/2002 - 01/02/2004
EDWARD JONES (ST. LOUIS MO)
TX
01/17/1991 - 01/08/2002
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
NA
12/05/1990 - 01/01/1991
TEXAS FIRST SECURITIES CORPORATION
AL
05/24/1989 - 12/07/1990
INVESTMENT & FINANCIAL SERVICES, INC. (HUNTSVILLE AL)
NA
10/19/1988 - 05/04/1989
LOMAS SECURITIES USA, INC.
BOTH
Issued 09/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/1997
Series 4 - Registered Options Principal Examination
BC
Issued 12/12/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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