Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marvin? Claim Your ProfileMarvin Benak is a financial professional with over 17 years of experience in the industry. Marvin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as an Investment Advisor Representative and is also registered as a Broker in several states. Marvin has held positions with several firms prior to joining Merrill Lynch, including CITIGROUP GLOBAL MARKETS INC. and HSBC SECURITIES (USA) INC. Marvin holds several securities licenses including Series 7, Series 63, Series 10, Series 9, Series 24, and Series 65. Marvin has a strong background in providing investment advice and portfolio management services for individual and institutional clients. Marvin specializes in providing a range of investment services including portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/30/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREAT NECK NY)
NY
05/29/2007 - 05/13/2010
CITIGROUP GLOBAL MARKETS INC. (PLAINVIEW NY)
NY
10/25/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (PLAINVIEW NY)
NY
01/01/2005 - 07/25/2006
HSBC SECURITIES (USA) INC. (MELVILLE NY)
NY
06/26/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IA
Issued 07/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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