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Marvin Anthony Calpin

Siebert Williams Shank & CO., LLC

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About Marvin Anthony Calpin

Marvin Calpin is a securities professional with over 25 years of experience in the financial services industry. Marvin holds the Series 7, Series 52TO, Series 99TO and SIE licenses. Marvin is currently registered with Siebert Williams Shank & Co., Llc. in New York. Previously, Marvin was affiliated with Muriel Siebert & Co., Inc. and J.P. Turner & Company, L.L.C. Marvin is registered with FINRA and the state of New York.

Firm Information

Marvin Calpin is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marvin Calpin’s Registration & Firm History

NY

07/20/2021 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NJ

08/19/1999 - 07/07/2021

MURIEL SIEBERT & CO., INC. (Jersey City NJ)

GA

06/10/1998 - 08/17/1999

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

NY

05/29/1997 - 05/20/1998

FIRST METROPOLITAN SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Marvin Anthony Calpin. Review regulatory record here.
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