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Marvin Alexander Althaus

Kpmg Corporate Finance LLC

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About Marvin Alexander Althaus

Marvin Alexander Althaus is a financial professional with a background in investment banking. Marvin is registered with KPMG Corporate Finance LLC and is licensed to sell securities in 37 states. Marvin passed the Series 79, Series 82, and SIE exams in 2022.

Firm Information

Marvin Althaus is currently registered with Kpmg Corporate Finance LLC. Kpmg Corporate Finance LLC is a Limited Liability Company formed in February 2000. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marvin Althaus’s Registration & Firm History

IL

07/28/2022 - Present

Kpmg Corporate Finance LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/10/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2022

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 07/23/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/02/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marvin Alexander Althaus.
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