Unclaimed
Marvin Alexander Althaus is a financial professional with a background in investment banking. Marvin is registered with KPMG Corporate Finance LLC and is licensed to sell securities in 37 states. Marvin passed the Series 79, Series 82, and SIE exams in 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/28/2022 - Present
Kpmg Corporate Finance LLC (CHICAGO IL)
BC
Issued 10/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/23/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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