Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marty? Claim Your ProfileMarty Mitchell is an investment advisor representative with Ameriprise Financial Services, LLC. Marty has been in the financial services industry since October 1998. Marty currently holds FINRA Series 6, 7, 31, 63, 65, and SIE licenses. Marty is registered with the following states: Arkansas, Florida, Georgia, Kentucky, Michigan, North Carolina, Ohio, South Carolina, Tennessee, Texas, and Virginia. In addition, Marty is also an independent insurance broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
03/16/2020 - Present
Ameriprise Financial Services, LLC (Winston Salem NC)
NC
08/18/2014 - 03/18/2020
LPL FINANCIAL LLC (WINSTON-SALEM NC)
NC
12/11/2003 - 08/19/2014
SECURITIES AMERICA, INC. (WINSTON-SALEM NC)
MA
04/17/1999 - 11/25/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
MA
09/19/1996 - 04/02/1997
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 10/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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