Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marty? Claim Your ProfileMarty Andrew Phillips is a financial advisor who has been in the industry since 2000. Marty currently works for Stifel, Nicolaus & Company, Inc. and is registered to provide investment advice in Georgia and Texas. Marty has experience working for a variety of firms including The Leaders Group, Inc., LPL Financial LLC and Hartford Equity Sales Company Inc.. Marty has passed the Series 6, Series 7TO, Series 63 and SIE exams. Marty is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/25/2023 - Present
Stifel, Nicolaus & Company, Inc. (SAVANNAH GA)
CO
02/22/2017 - 03/15/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
GA
03/19/2010 - 07/07/2015
LPL FINANCIAL LLC (SAVANNAH GA)
GA
12/03/2003 - 03/23/2010
HARTFORD EQUITY SALES COMPANY INC. (ALPHARETTA GA)
CA
07/26/2000 - 08/05/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TN
01/11/2002 - 08/04/2003
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
MA
02/19/1998 - 07/25/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 12/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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