Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martine? Claim Your ProfileMartine Dulcine-santiago is a financial professional with over 15 years of experience in the industry. Martine is currently registered with Fidelity Distributors Co. LLC, Fidelity Prime Financing, Digital Brokerage Services LLC, Green Pier Fintech LLC, National Financial Services LLC and Fidelity Brokerage Services LLC. Martine holds several licenses including Series 66, Series 63, Series 10, Series 9, Series 99TO, SIE and Series 7. Martine has previously worked with Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
11/03/2023 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
MA
07/02/2020 - 04/14/2021
MORGAN STANLEY (Wellesley MA)
RI
12/19/2017 - 10/01/2019
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
06/03/2014 - 11/28/2017
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
07/18/2013 - 05/06/2014
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
10/23/2007 - 05/06/2014
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 08/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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