Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martine? Claim Your ProfileMartine Chia Files is a registered representative with LPL Financial LLC. Martine has been in the financial services industry since 2008. Martine has been registered with LPL Financial LLC since 2013. Martine holds Series 6, Series 63, and SIE licenses. Prior to joining LPL Financial LLC, Martine worked at Mutual of America Life Insurance Company, Mutual of America Securities Corporation, and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/19/2013 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
10/27/2008 - 08/21/2013
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (SAN DIEGO CA)
CA
10/27/2008 - 08/21/2013
MUTUAL OF AMERICA SECURITIES CORPORATION (SAN DIEGO CA)
CA
04/23/2007 - 07/12/2007
PRUCO SECURITIES, LLC. (SAN DIEGO CA)
BC
Issued 04/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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