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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Padilla is a financial advisor with B. Riley Wealth Advisors, Inc. with over 30 years of experience in the financial services industry. Martin Padilla is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative, investment advisor representative, and holds Series 3, 7, 9, 10, 31, and 63 licenses. Martin Padilla is also licensed to provide investment advisory services in Arizona, California, Louisiana, Mississippi, Nevada, New Mexico, New York, Ohio, Texas, and Wyoming. Prior to joining B. Riley Wealth Advisors, Inc., Martin Padilla was a financial advisor at Oppenheimer & Co. Inc. and UBS Financial Services Inc. Martin Padilla specializes in providing financial planning, pension consulting, educational seminars, and selection of other advisors to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/26/2022 - Present
B. Riley Wealth Advisors, Inc. (Los Angeles CA)
CA
08/21/2007 - 01/26/2018
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
CA
04/22/2005 - 09/10/2007
UBS FINANCIAL SERVICES INC. (WOODLAND HILLS CA)
NY
03/08/1994 - 04/27/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2011
Series 3 - National Commodity Futures Examination
BC
Issued 06/07/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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