Unclaimed
Martin Wendroff is a registered representative with Houlihan Lokey Capital, Inc. based in New York, New York. Martin has been in the securities industry for over 2 years and holds the Series 79TO, SIE, and Series 63 licenses. Prior to joining Houlihan Lokey Capital, Inc., Martin was employed at LAZARD FRERES & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/13/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
08/09/2022 - 02/13/2024
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 07/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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