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Martin Thomas Woros

ING Financial Markets LLC

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About Martin Thomas Woros

Martin Woros is a financial professional with over 20 years of experience in the industry. Martin currently works as a registered representative for ING Financial Markets LLC. Prior to joining ING Financial Markets LLC, Martin held positions at BNY MELLON CAPITAL MARKETS, LLC, BNY CAPITAL MARKETS INC., and BNY INVESTMENT CENTER INC. Martin holds the Series 7 and Series 63 licenses, along with the SIE exam. Martin is registered to offer securities in 52 states, the District of Columbia, and Puerto Rico.

Firm Information

Martin Woros is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Woros’s Registration & Firm History

NY

04/10/2015 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

04/30/2008 - 04/08/2015

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

02/22/2008 - 04/30/2008

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NY

05/24/2005 - 01/02/2008

BNY INVESTMENT CENTER INC. (NEW YORK NY)

NY

02/07/2002 - 05/23/2005

BNY CAPITAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/13/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Martin Thomas Woros.
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