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Martin Theodore Herman

Avisen Advisors, LLC

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About Martin Theodore Herman

Martin Theodore Herman is an investment advisor representative with Avisen Advisors, LLC. Martin has been in the securities industry since October 16, 1968 and has worked for various firms including UBS Financial Services Inc. and E. F. Hutton & Company Inc. Martin holds Series 4, Series 7TO, Series 12, Series 63, SIE and PC licenses. Martin has a long history in the industry and is a well-respected advisor.

Firm Information

Martin Herman is currently registered with Avisen Advisors, LLC. Avisen Advisors, LLC is an investment advisor registered with the SEC and located in Sacramento, California. They manage approximately $305 million in assets for a variety of clients including high-net-worth individuals, charitable organizations, and pension and profit sharing plans. The firm offers financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Avisen Advisors, LLC

3620 AMERICAN RIVER DRIVE

SACRAMENTO, CA 95864

$305.43M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Martin Herman’s Registration & Firm History

NV

05/01/2009 - Present

Avisen Advisors, LLC (RENO NV)

NV

03/23/1985 - 05/13/2009

UBS FINANCIAL SERVICES INC. (RENO NV)

NA

10/17/1968 - 03/26/1985

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 06/17/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/1982

Series 4 - Registered Options Principal Examination

BC

Issued 08/21/1981

Series 12 - NYSE Branch Manager Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/1977

PC - AMEX Put and Call Exam

BC

Issued 09/21/1967

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Martin Theodore Herman.
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