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Martin Schmalz

Santander US Capital Markets LLC

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About Martin Schmalz

Martin Schmalz is a financial advisor who holds a Series 63, 7, 22, 6, 79, 82, 99 and SIE licenses. Martin is currently registered with Santander US Capital Markets LLC and has previously worked at WELLS FARGO SECURITIES, LLC and CREDIT SUISSE SECURITIES (USA) LLC. Martin is registered in New York and has worked in the industry since 2022.

Firm Information

Martin Schmalz is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Schmalz’s Registration & Firm History

NY

02/10/2024 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

07/13/2023 - 12/19/2023

WELLS FARGO SECURITIES, LLC (New York NY)

NY

08/08/2022 - 07/03/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/13/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 07/13/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/13/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 07/13/2023

Series 99TO - Operations Professional Examination

BC

Issued 08/20/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/06/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/02/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Martin Schmalz.
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