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Martin Schafer

THE Leaders Group, Inc.

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About Martin Schafer

Martin Schafer is a financial advisor with The Leaders Group, Inc. Martin has been in the industry since March 11, 2000. Martin has been registered with The Leaders Group, Inc. since February 15, 2023. Martin has a Series 6, 7, 24, and 66 licenses.

Firm Information

Martin Schafer is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Schafer’s Registration & Firm History

CO

02/15/2023 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CA

05/18/2021 - 11/29/2021

P.J. ROBB VARIABLE CORPORATION (WOODLAND HILLS CA)

OH

07/09/2018 - 01/27/2021

JOHN HANCOCK DISTRIBUTORS LLC (CLEVELAND OH)

OH

09/15/2010 - 06/15/2018

SAYBRUS EQUITY SERVICES, INC (COLUMBIA STATION OH)

OH

02/04/2009 - 09/15/2010

PHOENIX EQUITY PLANNING CORPORATION (COLUMBIA STATION OH)

OH

05/31/2005 - 02/04/2009

PHOENIX EQUITY PLANNING CORPORATION (MIDDLEBURG HEIGHTS OH)

OH

01/24/2005 - 05/18/2005

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

NJ

07/14/1998 - 01/03/2005

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 01/07/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/08/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2002

Series 7 - General Securities Representative Examination

BC

Issued 07/10/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Martin Schafer. Review regulatory record here.
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