Unclaimed
Martin Auger is a financial advisor with Raymond James & Associates, Inc. Martin has been in the industry since 2006 and has a broad range of experience. Martin has held previous positions at Foresters Financial Services, Inc., AXA Distributors, LLC, MetLife Investors Distribution Company, Great Western Financial Securities Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. Martin specializes in a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/28/2019 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
10/27/2017 - 03/06/2018
FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)
CT
01/29/2015 - 01/04/2016
AXA DISTRIBUTORS, LLC (FARMINGTON CT)
CA
07/07/2006 - 12/10/2014
METLIFE INVESTORS DISTRIBUTION COMPANY (CARLSBAD CA)
NA
08/28/1991 - 03/22/1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
NA
03/21/1989 - 09/10/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
03/21/1989 - 09/10/1990
IDS LIFE INSURANCE COMPANY
BC
Issued 09/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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