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Martin Philip Klein

Athene Securities, LLC

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About Martin Philip Klein

Martin Klein is a financial professional with over 20 years of experience in the securities industry. Martin has held positions at several well-known firms including Lehman Brothers, Barclays Capital, Genworth Financial Securities, Altegris Investments, and Capital Brokerage Corporation. Martin is currently registered with Athene Securities, LLC, where he specializes in helping clients reach their financial goals. Martin is a dedicated professional and is committed to providing his clients with the highest level of service.

Firm Information

Martin Klein is currently registered with Athene Securities, LLC. Athene Securities, LLC is a Limited Liability Company formed on April 21, 2006. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

191

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Klein’s Registration & Firm History

IA

04/26/2016 - Present

Athene Securities, LLC (WEST DES MOINES IA)

VA

04/02/2012 - 11/17/2015

CAPITAL BROKERAGE CORPORATION (RICHMOND VA)

CA

04/02/2012 - 09/27/2013

ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)

IL

04/02/2012 - 04/19/2012

GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)

NY

09/22/2008 - 04/29/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/11/1998 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

IL

07/11/1997 - 02/04/1998

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/28/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Martin Philip Klein. Review regulatory record here.
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