Unclaimed
Martin Paul Flood is a financial advisor who has been in the industry since September 4, 1997. Martin Flood is currently registered with Lazard Asset Management Securities LLC in New York, NY. Martin Flood is also registered with the state of New York. Prior to that, Martin Flood was employed at LAZARD FRERES & CO. LLC. Martin Flood has passed the Series 7, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2004 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
09/05/1997 - 04/01/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 11/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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