Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Moroney is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 38 years of experience in the industry. Martin holds the Series 7, Series 55, Series 57TO and SIE licenses, as well as the Series 63 state license. He has a history of working with various firms, including BEAR, STEARNS & CO. INC., ING BARINGS LLC, BANCA IMI SECURITIES CORP., WERTHEIM SCHRODER & CO. INCORPORATED, DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, FURMAN SELZ MAGER DIETZ & BIRNEY INCORPORATED and MESIROW & COMPANY, INCORPORATED. Martin is registered in 9 states and offers various services, including financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/09/2008 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
04/09/2001 - 07/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/09/1995 - 03/23/2001
ING BARINGS LLC (NEW YORK NY)
NY
09/25/1992 - 03/01/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NY
01/25/1988 - 07/16/1992
WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)
NA
11/07/1986 - 03/01/1988
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
12/10/1984 - 11/13/1986
FURMAN SELZ MAGER DIETZ & BIRNEY INCORPORATED
NA
06/20/1984 - 10/31/1984
MESIROW & COMPANY, INCORPORATED
BC
Issued 03/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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