Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Massy is a financial advisor with over 25 years of experience in the financial services industry. Martin is currently registered with Morgan Stanley in Purchase, New York. Prior to joining Morgan Stanley, Martin was with UBS Securities LLC, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc. Martin is a Series 7, Series 10, Series 9, Series 31, Series 63, Series 65, Series 99TO, and SIE licensed professional. Martin's focus is on providing financial advice and portfolio management to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/19/2024 - Present
Morgan Stanley (Purchase NY)
NY
09/18/2013 - 11/19/2020
UBS SECURITIES LLC (NEW YORK NY)
NY
03/23/1999 - 08/23/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/19/1998 - 02/24/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/11/1997 - 02/27/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/04/1997 - 07/28/1997
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 08/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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