Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Kearns is a financial advisor at UBS Financial Services Inc., a firm with over $50 billion in assets under management. Martin is registered with FINRA and has been in the industry since August 20, 1986. Martin has experience working with high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and other institutions. Martin is licensed in 53 states and the District of Columbia. He has a broad range of experience in providing financial advice, including investment management, financial planning, and retirement planning. UBS Financial Services Inc. provides a variety of financial services, including investment management, financial planning, and retirement planning. The firm is committed to providing its clients with personalized service and a comprehensive range of financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
11/12/2003 - Present
UBS Financial Services Inc. (HARTFORD CT)
NY
01/29/1988 - 01/13/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
02/15/1988 - 03/04/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/21/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 10/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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