Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Teevan is an investment advisor representative registered with Finalis Securities LLC. Martin has been in the financial services industry for over 20 years and has experience in various roles including equity trader and limited representative. Martin holds Series 7, 24, 55, 57TO, 62, 63, 82TO and SIE licenses, and has a background in corporate securities. Martin is currently registered in Arizona, California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/22/2022 - Present
Finalis Securities LLC (New York NY)
CO
04/28/2021 - 08/23/2022
WEILD & CO. (BOULDER CO)
IL
03/20/2018 - 05/08/2019
WILLIAM BLAIR (CHICAGO IL)
NY
06/06/2017 - 03/16/2018
SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)
NJ
01/07/2016 - 07/17/2017
CLEARVIEW TRADING ADVISORS, INC. (TENAFLY NJ)
NY
09/11/2013 - 11/30/2015
CANACCORD GENUITY INC. (NEW YORK NY)
NY
04/29/2013 - 09/03/2013
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
09/21/2011 - 04/16/2013
GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)
NY
03/01/2011 - 09/13/2011
TICONDEROGA SECURITIES LLC (NEW YORK NY)
NY
12/18/2008 - 09/10/2010
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/18/2007 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
CT
05/03/2005 - 06/07/2007
UBS SECURITIES LLC (STAMFORD CT)
NY
02/28/1992 - 06/26/1998
SCHRODER & CO. INC. (NEW YORK NY)
IA
Issued 10/03/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/22/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/02/2005
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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