Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Rios is a financial advisor with UBS Asset Management (us) Inc. located in New York, NY. Martin has over 11 years of experience in the financial services industry, starting his career at TOCQUEVILLE SECURITIES L.P. He holds Series 7, Series 63 and SIE licenses. Martin is registered with FINRA and is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
08/15/2022 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/12/2013 - 11/14/2014
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NY
02/10/2011 - 09/05/2013
TOCQUEVILLE SECURITIES L.P. (NEW YORK NY)
BC
Issued 01/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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