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Martin Livingston

C. L. King & Associates, Inc.

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About Martin Livingston

Martin Livingston is a registered representative with C. L. King & Associates, Inc. based in Hoboken, New Jersey. Martin has been in the securities industry since 2001. Martin has passed the Series 7, Series 55, Series 57TO, and SIE exams. Martin has also passed the Series 63 exam. Martin is registered in both New Jersey and New York. Martin was previously registered with Berenberg Capital Markets LLC, Scotia Capital (USA) Inc., Clear Street LLC, Macquarie Capital (USA) Inc., Stanford Group Company, RBC Capital Markets Corporation, RBC Dain Rauscher Inc., Soundview Technology Corporation, and Richard A. Rosenblatt & Company, Inc.

Firm Information

Martin Livingston is currently registered with C. L. King & Associates, Inc.. C. L. King & Associates, Inc. is a Corporation that was formed on March 3, 1972. The firm is registered with the SEC and in 36 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Livingston’s Registration & Firm History

NJ

05/15/2024 - Present

C. L. King & Associates, Inc. (HOBOKEN NJ)

NY

11/28/2022 - 01/03/2024

BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)

NY

02/25/2021 - 11/25/2022

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

07/20/2020 - 01/27/2021

CLEAR STREET LLC (NEW YORK NY)

NY

03/06/2009 - 11/08/2019

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

04/03/2006 - 03/09/2009

STANFORD GROUP COMPANY (NEW YORK NY)

NY

02/11/2004 - 07/22/2005

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

02/02/2004 - 02/12/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

CT

03/02/2000 - 01/22/2004

SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)

NY

12/14/1998 - 10/04/1999

RICHARD A. ROSENBLATT & COMPANY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/29/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/02/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Martin Livingston.
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