Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Halbfinger has been in the financial services industry since 1973 and is currently registered with UBS Financial Services Inc. Martin is a registered representative and investment advisor representative in the states of New York and Texas. Martin has been with UBS Financial Services Inc. since 1991. Martin has also held previous positions at ROTAN MOSLE INC. and DEAN WITTER REYNOLDS INC. Martin is a Series 7TO, SIE, PC, Series 1 and Series 63 licensed representative. Martin is an experienced financial advisor who provides a range of financial services, including financial planning, portfolio management, and educational seminars. Martin's clients include individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/02/2003 - Present
UBS Financial Services Inc. (NEW YORK NY)
NA
10/17/1980 - 01/01/1991
ROTAN MOSLE INC.
NA
02/24/1978 - 11/17/1980
DEAN WITTER REYNOLDS INC.
NA
10/25/1973 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
BC
Issued 03/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1979
PC - AMEX Put and Call Exam
BC
Issued 10/22/1973
Series 1 - Registered Representative Examination
BC
Issued 10/15/1973
Series 000 - General Securities Principal Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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