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Martin Lawrence Connolly

Northwestern Mutual Investment Services, LLC

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About Martin Lawrence Connolly

Martin Lawrence Connolly is a registered representative with Northwestern Mutual Investment Services, LLC. Martin Connolly's registration began on 7/1/2014. Martin Connolly is active in the securities industry since 2014. Martin Connolly is registered in 28 states. Martin Connolly is licensed to sell securities products in Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Indiana, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Vermont, Virginia and Washington. Martin Connolly has passed the following exams: General Securities Representative Examination (Series 7TO), Securities Industry Essentials Examination (SIE), Investment Company Products/Variable Contracts Representative Examination (Series 6) and Uniform Securities Agent State Law Examination (Series 63).

Firm Information

Martin Connolly is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Martin Connolly’s Registration & Firm History

MA

07/01/2014 - Present

Northwestern Mutual Investment Services, LLC (Woburn MA)

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Licenses & Designations

BC

Issued 04/26/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Martin Lawrence Connolly.
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