Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Kavanagh is a financial advisor who has been working in the financial industry since 1995. Martin is currently registered with Empower Financial Services, Inc., where he started working in July 2021. Martin has previously worked for several other firms including Prudential Investment Management Services LLC, E*TRADE SECURITIES LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., COMMERCE CAPITAL MARKETS, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, LADENBURG, THALMANN & CO., INC. and PRUDENTIAL SECURITIES INCORPORATED. Martin holds the Series 7, Series 55 and SIE licenses. Martin is registered to provide investment advice in all 50 states, Puerto Rico and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/02/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CT
02/05/2010 - 06/21/2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
NJ
11/21/2008 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NC
03/23/2005 - 05/29/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
PA
08/05/2002 - 03/22/2005
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
MA
12/01/2001 - 03/13/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/01/2001 - 03/13/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
03/20/2000 - 09/07/2001
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
09/17/1997 - 03/02/2000
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
06/15/1993 - 09/02/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 12/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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