Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Josiah Harban is a financial advisor who has been in the industry since 2004. Martin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where he serves as a financial advisor. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Martin was a financial advisor at The Huntington Investment Company and Newport Group Securities, Inc. Martin is also a licensed investment advisor representative (IAR) in Michigan. Martin holds the Series 6, 7, 63 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
10/12/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMFIELD HILLS MI)
MI
08/19/2020 - 10/27/2022
THE HUNTINGTON INVESTMENT COMPANY (BIRMINGHAM MI)
FL
06/03/2019 - 06/30/2020
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
MI
05/28/2013 - 05/10/2019
PNC FUNDS DISTRIBUTOR, LLC (TROY MI)
MA
06/10/2011 - 02/28/2013
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
AZ
03/23/2011 - 06/17/2011
PRINCOR FINANCIAL SERVICES CORPORATION (PHOENIX AZ)
AZ
02/18/2004 - 09/27/2010
PRINCOR FINANCIAL SERVICES CORPORATION (PHOENIX AZ)
BOTH
Issued 09/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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