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Martin Joseph McLaughlin

Rive Capital Advisors LLC

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About Martin Joseph McLaughlin

Martin McLaughlin, Joseph is an investment advisor representative registered with Rive Capital Advisors LLC. Martin is a registered investment advisor in Illinois. Martin has been working in the financial services industry since 1987. Before joining Rive Capital Advisors LLC, Martin was with ASB Capital Management, Inc. and ASB Capital Management LLC. Martin McLaughlin, Joseph is also a former State Representative for the 52nd District in Illinois. Martin has passed the Series 7 and Series 65 exams. Martin McLaughlin, Joseph specializes in Retirement Planning, College Savings, and Estate Planning. Rive Capital Advisors LLC is a registered investment advisor with offices in Oak Brook, Illinois. Rive Capital Advisors LLC offers a variety of financial services, including portfolio management for individuals and businesses.

Firm Information

Martin McLaughlin is currently registered with Rive Capital Advisors LLC. Rive Capital Advisors LLC is an investment advisor that provides portfolio management services for individuals and businesses. The firm also provides selection of other advisors services. Rive Capital Advisors LLC is registered with the SEC and has one investment advisor representative.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Martin McLaughlin’s Registration & Firm History

IL

08/15/2022 - Present

Rive Capital Advisors LLC (OAK BROOK IL)

NA

05/23/1988 - 06/14/1988

J. T. MORAN & CO., INC.

NA

10/23/1987 - 06/01/1988

SHERWOOD CAPITAL, INC.

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Licenses & Designations

IA

Issued 12/17/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Martin Joseph McLaughlin.
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