Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Hare is a financial advisor with over 30 years of experience in the industry. Martin is currently registered with RBC Capital Markets, LLC and has held previous registrations with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Investments, LLC, UBS PaineWebber Inc., Dean Witter Reynolds Inc., Mesirow Financial, Inc., Everen Securities, Inc., and Chatfield Dean & Co., Inc. Martin has a broad range of experience in the financial services industry, with expertise in areas such as portfolio management for individuals, businesses, and pooled investment vehicles. Martin holds licenses Series 31, Series 7, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
11/30/2017 - Present
RBC Capital Markets, LLC (OAKBROOK TERRACE IL)
IL
12/15/2010 - 12/11/2017
UBS FINANCIAL SERVICES INC. (OAKBROOK IL)
CA
10/08/2004 - 12/16/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LA JOLLA CA)
CA
05/20/2002 - 10/12/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NJ
07/23/1999 - 06/12/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/12/1996 - 07/23/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IL
07/20/1995 - 06/21/1996
MESIROW FINANCIAL, INC. (CHICAGO IL)
MO
11/30/1993 - 07/19/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IL
09/04/1992 - 12/15/1993
MESIROW FINANCIAL, INC. (CHICAGO IL)
CO
12/20/1991 - 09/09/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 02/03/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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