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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Joseph Finn is a financial advisor with over 50 years of experience in the industry. Martin Joseph Finn currently works for UBS Financial Services Inc. and has been with the firm since January 1995. Martin Joseph Finn is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Martin Joseph Finn has a broad range of experience and expertise in various areas including investments, financial planning, and retirement planning. Martin Joseph Finn has worked at several other firms including KIDDER, PEABODY & CO. INCORPORATED, ERNST & COMPANY, E. F. HUTTON & COMPANY INC, F I DUPONT GLORE FORGAN & CO, and HIRSCH & CO. Martin Joseph Finn is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
09/10/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
04/23/1969 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
11/19/1974 - 04/30/1979
ERNST & COMPANY
NA
07/18/1972 - 02/21/1975
E. F. HUTTON & COMPANY INC
NA
07/02/1970 - 09/11/1972
F I DUPONT GLORE FORGAN & CO
NA
04/25/1969 - 04/30/1971
HIRSCH & CO.
BC
Issued 11/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1980
PC - AMEX Put and Call Exam
BC
Issued 04/23/1969
Series 000 - General Securities Principal Examination
BC
Issued 04/23/1969
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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