Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Carroll is a financial advisor at Raymond James & Associates, Inc. Martin has been in the industry since 1997 and has extensive experience working with individual investors, families, businesses, and institutions. Martin has a wide range of licenses and certifications, including Series 3, 7, 10, 24, 63, and 65. Martin is also a Certified Financial Planner. Martin's clients can take advantage of investment advisory services, financial planning, and portfolio management for both businesses and individuals. Martin also specializes in pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/04/2017 - Present
Raymond James & Associates, Inc. (Glastonbury CT)
CT
03/24/1998 - 08/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLASTONBURY CT)
NY
09/17/1997 - 03/19/1998
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 03/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Martin Carroll is the right advisor for you? Invested Better is here to help.
