Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Mata is a financial advisor with Charles Schwab & CO., Inc., based in Helotes, Texas. Martin has been in the industry since 1990 and is registered to provide both investment advisory and brokerage services. Martin has a diverse range of experience having previously worked with USAA Investment Services Company, USAA Financial Advisors, Inc., and USAA Investment Management Company. Martin holds a Series 63, 65, 7, 24, 4, 51, 52, 53, 62 and SIE licenses. Martin also holds the Certified Financial Planner and Chartered Financial Consultant designations. Martin's prior experience provides a strong foundation for providing comprehensive financial guidance, including financial planning, investment management, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
03/07/2023 - Present
Charles Schwab & CO., Inc. (Helotes TX)
TX
06/08/2020 - 02/06/2023
USAA INVESTMENT SERVICES COMPANY (SAN ANTONIO TX)
TX
09/06/2007 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
10/12/1990 - 10/22/2007
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
IA
Issued 01/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/10/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/07/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/07/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 42 - Registered Options Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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