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Martin James Hermens

Foreside Fund Services, LLC

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About Martin James Hermens

Martin Hermens is a financial advisor with Foreside Fund Services, LLC. He is a Series 7 and Series 63 licensed professional with over 10 years of experience in the industry. He has a broad experience in the industry and a strong track record of providing excellent service to his clients. Martin has been with Foreside Fund Services, LLC since 2014. Prior to that, he worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. He holds a combined state law examination license and is a registered representative in 51 states and the District of Columbia.

Firm Information

Martin Hermens is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Hermens’s Registration & Firm History

IL

12/01/2014 - Present

Foreside Fund Services, LLC (Chicago IL)

NY

11/23/2010 - 03/21/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/22/2014

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/30/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Martin James Hermens.
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