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Martin James Grattan

Kestra Investment Services, LLC

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About Martin James Grattan

Martin Grattan is a financial professional with over 30 years of experience in the industry. Martin has a strong background in investment company products and variable contracts, having obtained his Series 6 license in 1993. He is also a licensed securities agent, having passed the Series 63 exam in 1993. Martin's professional journey has included stints at prominent financial institutions such as New England Securities, Vestax Securities Corporation, INVEST Financial Corporation, and LPL FINANCIAL LLC. Currently, Martin is associated with Kestra Investment Services, LLC.

Firm Information

Martin Grattan is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Martin Grattan’s Registration & Firm History

MI

05/05/2022 - Present

Kestra Investment Services, LLC (Troy MI)

MI

02/14/2018 - 05/18/2022

LPL FINANCIAL LLC (TROY MI)

MI

05/01/2003 - 02/14/2018

INVEST FINANCIAL CORPORATION (TROY MI)

OH

06/27/1994 - 05/12/2003

VESTAX SECURITIES CORPORATION (HUDSON OH)

NY

04/21/1993 - 06/27/1994

NEW ENGLAND SECURITIES (NEW YORK NY)

OH

02/08/1993 - 04/22/1993

VESTAX SECURITIES CORPORATION (HUDSON OH)

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Licenses & Designations

BC

Issued 02/26/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Martin James Grattan. Review regulatory record here.
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