Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Cummins is a financial advisor with R. F. Lafferty & Co., Inc. located in Boca Raton, FL. Martin has been in the financial services industry since 2006. Martin holds the Series 7, 55, 57TO, and 63 licenses. Prior to joining R. F. Lafferty & Co., Inc., Martin was a financial advisor with firms including Revere Securities LLC, US Tiger Securities, Inc., Prime Number Capital, LLC, BNP Paribas Securities Corp., CITIC Securities International USA, LLC, Standard Chartered Securities (North America) Inc., Cazenove Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
02/08/2023 - Present
R. F. Lafferty & CO., Inc. (Boca Raton FL)
NY
09/13/2021 - 12/09/2022
REVERE SECURITIES LLC (NEW YORK NY)
NY
12/10/2019 - 09/08/2021
US TIGER SECURITIES, INC. (NEW YORK NY)
NY
10/15/2019 - 01/06/2020
PRIME NUMBER CAPITAL, LLC (New York NY)
NY
07/05/2016 - 10/11/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
08/20/2012 - 06/10/2016
CITIC SECURITIES INTERNATIONAL USA, LLC (New York NY)
NY
03/05/2009 - 01/18/2012
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
NY
12/08/2008 - 04/20/2009
CAZENOVE INCORPORATED (NEW YORK NY)
NY
05/04/2007 - 12/08/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/08/2006 - 02/14/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 05/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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