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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Martin? Claim Your ProfileMartin Wollack is a financial advisor with Morgan Stanley. Martin has been in the financial services industry since 2010. Martin is a Registered Representative and Investment Advisor Representative for Morgan Stanley. Martin has Series 7, 9, 10, 24, 53, 66, 52TO and 99TO registrations. Martin holds a Series 4 registration as a Registered Options Principal. Martin offers financial planning, educational seminars, asset allocation advice, portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
06/01/2022 - Present
Morgan Stanley (New Haven CT)
CT
02/21/2018 - 09/30/2020
ESSEX FINANCIAL SERVICES, INC. (ESSEX CT)
FL
03/30/2017 - 03/12/2018
PROEQUITIES, INC. (JACKSONVILLE FL)
FL
09/15/2016 - 02/15/2017
BBVA SECURITIES INC. (PONTE VEDRA BEACH FL)
CT
01/13/2010 - 04/11/2016
ESSEX FINANCIAL SERVICES, INC. (ESSEX CT)
FL
02/04/2016 - 04/07/2016
AMERIPRISE FINANCIAL SERVICES, INC. (JACKSONVILLE FL)
BOTH
Issued 05/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2020
Series 4 - Registered Options Principal Examination
BC
Issued 08/22/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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